Subcontractor Oversight Program
We Manage the Subcontractors. You Manage the Business.
Your compliance team already has a full-time job. Subcontractor oversight often becomes a second one.
Every client and regulatory audit demands rapid preparation with deliverables, documentation, and detailed responses under tight deadlines.
And beyond audit season, the work never stops. Firms must maintain year-round operational and compliance evidence, including licensing and insurance tracking, attestations, subcontractor files, client questionnaires, roster requests, and ongoing oversight requirements.
That’s where DRIA Compliance comes in.
Shannon Williams provides full-scope subcontractor oversight for law firms—handling the entire program throughout the year so your team can stay focused on core operations. With direct experience managing over 80 subcontractors and meeting the expectations of every major client, Shannon knows exactly what is required and how to deliver on time, every time.
DRIA Compliance performs all aspects of overseeing your subcontractors. From onboarding, risk assessments, annual audits, ongoing compliance oversight, and most importantly preparing and responding to all your client audits! Additionally, subcontractors are recorded and managed through TheControList (TCL), automated compliance software FREE to you.
Onboarding and termination management, including contract review and templates.
Annual Risk Assessment using complex weighted analysis tools.
Perform annual audits, reporting, and remediation.
Automated Software for storing all information and tracking deadlines through TheControList (www.thecontrolist.com) FREE
Obtain all compliance docs throughout year (insurance, licensing, etc.).
Provides all documentation related to client audit prep and remediation for subcontractors.
Discusses questions, provide materials, and lead interviews during client audits for subcontractors.